ADV Watch
What changed this week in the SEC's Form ADV data for every SEC-registered adviser: the largest reported asset moves, advisers new to the list and those no longer on it, headcount and name changes. Data of Oct 24, 2026 compared with Oct 17, 2026; 502 of 24,054 firms filed an updated Form ADV.
Biggest reported asset gains · 10
| Firm | Location | Reported assets | Previous filing | Change | Filed |
|---|---|---|---|---|---|
| Mercury Advisory, LLC | SAN FRANCISCO, CA | $22.57B | $17.94B | $4.63B (+26%) | Oct 22, 2026 |
| Gulf International Bank (UK) Limited | LONDON | $8.03B | $4.98B | $3.05B (+61%) | Oct 21, 2026 |
| Uhy Wealth Management RIA LLC | STERLING HEIGHTS, MI | $912M | $103M | $809M (+789%) | Oct 23, 2026 |
| Fundsmith Partners US LLC | STAMFORD, CT | $1.02B | $435M | $587M (+135%) | Oct 19, 2026 |
| Founders Family Office | MIAMI, FL | $1.40B | $1.12B | $288M (+26%) | Oct 23, 2026 |
| Beau Morgan Advisors | — | $1.06B | $793M | $270M (+34%) | Oct 20, 2026 |
| Vision One Management Partners, LP | MIAMI, FL | $394M | $185M | $209M (+113%) | Oct 21, 2026 |
| Ferghana Investment Partners, LP | NEW YORK, NY | $222M | $100M | $122M (+122%) | Oct 20, 2026 |
| Magarian Capital Management, LLC | — | $358M | $260M | $97.8M (+38%) | Oct 23, 2026 |
| Arrowroot Family Office, LLC | MARINA DEL REY, CA | $499M | $431M | $67.8M (+16%) | Oct 19, 2026 |
Biggest reported asset declines · 5
| Firm | Location | Reported assets | Previous filing | Change | Filed |
|---|---|---|---|---|---|
| Orix Advisers, LLC | NEW YORK, NY | $5.05B | $9.63B | -$4.58B (-48%) | Oct 22, 2026 |
| WFM Asia (BVI) Limited | HONG KONG | $1.66B | $2.59B | -$925M (-36%) | Oct 22, 2026 |
| WFM Asia (HK) Limited | HONG KONG | $1.66B | $2.59B | -$925M (-36%) | Oct 22, 2026 |
| Axim Planning & Wealth | SPRINGBORO, OH | $39.3M | $127M | -$87.9M (-69%) | Oct 21, 2026 |
| Ironoak Wealth | CEDAR PARK, TX | $133M | $162M | -$29.4M (-18%) | Oct 20, 2026 |
New to the SEC list · 35
| Firm | Location | Reported assets | Employees | Filed |
|---|---|---|---|---|
| Alpha Edison Management Company, LLC | LOS ANGELES, CA | $738M | 10 | Sep 22, 2026 |
| Presidio Group Advisors | WALNUT CREEK, CA | $439M | 4 | Oct 23, 2026 |
| Miura Investment Advisors, Inc | MIAMI, FL | $392M | 6 | Oct 12, 2026 |
| Bollin Wealth Management, LLC | PERRYSBURG, OH | $153M | 4 | Oct 1, 2026 |
| Brave New Wealth | WESTLAKE VILLAGE, CA | $131M | 4 | Oct 20, 2026 |
| Retirepath Wealth, LLC | LITTLE ROCK, AR | $110M | 6 | Oct 16, 2026 |
| Round Table Investment Strategies, LLC | LINCOLN, NE | $107M | 4 | Sep 22, 2026 |
| Brighthaven Financial Advisors | HUNTSVILLE, AL | $107M | 4 | Oct 20, 2026 |
| Carapace Financial Advisors LLC | BEDMINSTER, NJ | $106M | 5 | Oct 21, 2026 |
| Capital Synergy Partners | IRVINE, CA | $102M | 46 | Oct 6, 2026 |
| Regency Financial Group | — | $35.0M | 1 | Oct 12, 2026 |
| GK Private Investment LLC | SANTA MONICA, CA | $10.8M | 1 | Oct 7, 2026 |
| Adonex America | TAIPEI | $0 | 2 | Oct 4, 2026 |
| Atrius Ai, Inc. | — | $0 | 1 | Sep 22, 2026 |
| Ayres Capital Management LLC | LONDON, GREATER LONDON | $0 | 5 | Oct 2, 2026 |
| Blue Orca Securities | NORTH PALM BEACH, FL | $0 | 1 | Oct 23, 2026 |
| Buildsaints | NEW YORK, NY | $0 | 1 | Sep 23, 2026 |
| C2C Private Wealth, LLC | MIAMI, FL | $0 | 2 | Oct 19, 2026 |
| Campeones FC LLC | — | $0 | 1 | Sep 28, 2026 |
| Cmpd12 Capital, LLC | — | $0 | 2 | Sep 24, 2026 |
| Crescent Advisory Solutions, LLC | CARY, NC | $0 | 11 | Oct 16, 2026 |
| Driftmark Capital | DALLAS, TX | $0 | 3 | Oct 20, 2026 |
| Gravity Advisers LLC | HOUSTON, TX | $0 | 1 | Oct 13, 2026 |
| Haven Funding LLC | SANTA BARBARA, CA | $0 | 1 | Oct 23, 2026 |
| Ihsan Wealth | — | $0 | 1 | Oct 13, 2026 |
| Innovative Wealth Planning, LLC | SUFFIELD, CT | $0 | 2 | Oct 19, 2026 |
| Mirror Advisers LLC | — | $0 | 2 | Sep 18, 2026 |
| Nightingale Wealth Solutions | NEEDHAM, MA | $0 | 5 | Oct 19, 2026 |
| Nostradamus Solutions LLC | MIAMI, FL | $0 | 1 | Oct 22, 2026 |
| Orion Capital Wealth and Investment Management, LLC | LAS VEGAS, NV | $0 | 11 | Oct 21, 2026 |
| Peak6 Advisory Services | NEW YORK, NY | $0 | 14 | Oct 7, 2026 |
| Picacho Financial Consulting | HERMOSA BEACH, CA | $0 | 5 | Oct 21, 2026 |
| Saman WM LLC | MANIZALES, CALDAS | $0 | 2 | Oct 21, 2026 |
| Select Wealth Partners | MIDDLETOWN, NY | $0 | 19 | Sep 30, 2026 |
| Three Oaks Advisory Group, LLC | RICHARDSON, TX | $0 | 3 | Sep 23, 2026 |
No longer listed · 13
An adviser leaves the SEC list when it withdraws its SEC registration on Form ADV-W, moves to state registration or merges into another registered adviser; the data does not say which.
| Firm | Location | Last reported assets | Employees | Filed |
|---|---|---|---|---|
| H.M. Payson | PORTLAND, ME | $9.09B | 34 | Mar 31, 2026 |
| West Rim Capital Associates II, L.P. | LEHI, UT | $1.66B | 30 | Mar 30, 2026 |
| Silicon Valley Retirement Services, LLC | SAN JOSE, CA | $1.40B | 2 | Feb 9, 2026 |
| Sandy Cove Advisors, LLC | HINGHAM, MA | $685M | 8 | Mar 23, 2026 |
| Cannon Wealth Management Services | WINSTON SALEM, NC | $245M | 8 | Apr 30, 2026 |
| Silver Lake Capital Partners | DALLAS, TX | $212M | 2 | Mar 9, 2026 |
| Lanier Asset Management, LLC | LOUISVILLE, KY | $142M | 2 | May 26, 2026 |
| Private Counsel Group, LTD. | INDIANAPOLIS, IN | $116M | 2 | Feb 25, 2026 |
| Cannon Global Investment Management, LLC | DAVIE, FL | $92.9M | 2 | Mar 5, 2026 |
| Evolution Vision Wealth Management | — | $65.4M | 2 | Oct 1, 2026 |
| Boundary Creek Advisors LP | — | $49.8M | 4 | Mar 27, 2026 |
| Kestra Institutional Services, LLC | AUSTIN, TX | $0 | 10 | Jun 30, 2026 |
| Quantitative Finance LLC | — | $0 | 2 | Apr 28, 2026 |
Headcount changes · 1
| Firm | Location | Employees | Previous filing |
|---|---|---|---|
| Gulf International Bank (UK) Limited | LONDON | 68 | 117 |
Name changes · 4
| Firm | Previously | Filed |
|---|---|---|
| Avivar Advisors | Avivar Capital, LLC | Oct 23, 2026 |
| First Security Investment Management, Inc. | Financial Management, Inc. | Oct 20, 2026 |
| Camerata Capital | CMK Partners, LLC | Oct 23, 2026 |
| Marsh Investments US LLC | Mercer Investments LLC | Oct 21, 2026 |
Figures are as each firm reported them on Form ADV (Item 5.F regulatory assets under management, Item 5.A employees) in the SEC's Investment Adviser Public Disclosure data. A change reflects a new filing, not a dated flow of client assets. Changes that look like filing errors (a fall to zero, a move of more than tenfold) are left out until a later filing confirms them. Asset moves cover firms with at least $100 million previously. Exempt reporting advisers are not included.
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