Practice management

39 stories this week 339 in all, from the Advisors desk.

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Latest from Practice management

Zocks AI tools reach LPL's more than 32,000 advisers

Founders Financial Securities adds the tools to its TRU Enterprise OS technology suite for all member partners.

By the Advisors deskOct 26, 9:11 p.m. ET

Centralized AI governance scores 2.5x higher on AI maturity

The Cerulli survey of 68 RIAs, run with Vista Equity Partners, found governance outweighs AUM and tech spend as a predictor.

Yesterday

$576MStifel bookWealth Advisor Daily weekly coverage

Osaic adds $576M Stifel book; founder's daughter cites succession help

Kintra hires a $355 million Commonwealth practice, and Merrill raises its 2027 growth award to $7.5 million in revenue.

Yesterday

Cybersecurity expert Mike Piper says AI makes fraud cheap at scale

On Morningstar's The Long View, he says automated research lets attackers profile ordinary clients, so clean grammar no longer signals a fake email.

Oct 25

Smaller RIAs need a closer look at owning their data

Financial Planning says small firms should look harder at owning and warehousing data and treat the exit strategy as important as the way in.

Oct 23

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Practice management

Latest from Practice management

Zocks AI tools reach LPL's more than 32,000 advisers

Centralized AI governance scores 2.5x higher on AI maturity

Osaic adds $576M Stifel book; founder's daughter cites succession help

Cybersecurity expert Mike Piper says AI makes fraud cheap at scale

Smaller RIAs need a closer look at owning their data

More from Practice management

Cerulli paper ties best-interest expectations to 73% satisfied and not seeking a new advisor

Gen Z trust in AI as primary advice source halves to 10%

Orion to charge for API access, Salesforce to meter AI calls

SEI, FinTurk, Powerlytics add tools for valuation, email, heirs

49 Financial designed tax-led fractional family office

Vanguard auto-enrolls $1 million–$10 million clients in Flagship

SEC approves FINRA rule letting broker-dealers market projected returns

Merrill raises 2027 growth-award bar to $7.5 million and a net four new households

EP Wealth's Brian Parker says organic growth drives firm value, not deal metrics

Multi-owner firms with $100M–$1B in assets had 48% higher EBITDA multiple, Wealth Solutions Report column says

A $2.8B RIA's 18-month AI rollout delivered speed and a 'probably' on value