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Securities and Exchange Commission
In network coverage since October 12, 2026 · 16+ stories
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Hard assets outraise credit by $5.3B as fundraising falls 14%
Credit fundraising dropped 48% while hard assets rose 39% through September, Stanger reports, and private credit assets reached $4.1 trillion.
The Wrap · Oct 24SEC 2027 exam priorities target illiquid products, AI deepfakes
Manager Selection · Oct 23SEC sets Nov. 19 virtual compliance seminar for advisers and funds
Manager Selection · Oct 23SEC Division of Examinations publishes exam handbook
Manager Selection · Oct 23SEC proposes performance fees for regulated fund advisers
Practice management · Oct 22SEC approves FINRA rule letting broker-dealers market projected returns
Practice management · Oct 21SEC lets lone commissioner act when all other sitting members are disqualified
Policy & ERISA · Oct 19Eric Pan to step down as Investment Company Institute president and CEO by mid-2027
Regulation · Oct 18White House digital-asset council executive director Patrick Witt leaves, no successor named
Tokenization · Oct 14Perpetuals.com files to run tokenized US stock venue under SEC exemption