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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
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Paul Atkins

In network coverage since September 28, 2026 · 16+ stories
Network coverage
RIA

SEC quorum change lets lone commissioner act when all others are disqualified

The rule took effect Oct. 2, the day Hester Peirce left; the SEC also proposed a 20% performance fee for advisors to registered funds and BDCs.
Policy & Disclosure · Oct 5Three Democratic state finance officials press SEC to extend Rule 14a-8 comment period
Practice management · Oct 4SEC proposes ending pay-to-play rule that prompted many advisers to ban all employee contributions
The Close · Oct 2SEC proposes letting RIAs self-custody crypto when no permitted custodian is available
Practice management · Oct 2SEC proposes custody relief for RIAs with discretionary trading authority
Regulation · Oct 1SEC proposes crypto custody rule for advisers, funds and state trust companies
Regulation · Oct 1SEC Commissioner Hester Peirce departs, leaving Crypto Task Force without a named successor
Regulation · Oct 1SEC tokenized-stock exemption and CFTC relief follow Senate's CLARITY rejection
Practice management · Oct 1SEC proposes 20% performance fees for RIAs and a wider accredited-investor test
Products & portfolios · Sep 30SEC proposes an exam-based path to accredited investor status
Products & portfolios · Sep 30SEC proposes up to 20% RIA performance fees and looser interval-fund redemptions
Distribution · Sep 30SEC proposes 20% performance-based fee for advisers and looser interval fund redemptions
The Close · Sep 30SEC proposes letting advisers charge up to 20% performance fees on private funds
RIA · Sep 28Hester Peirce resigns from SEC, leaving two Republican commissioners and no Democrats
Practice management · Sep 28SEC proposes rescinding 2010 pay-to-play rule for investment advisers
Policy & ERISA · Sep 28SEC proposes to rescind adviser pay-to-play rule for government clients
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