Markets & outlook
custodian
LPL Financial
FORT MILL, SC
CRD: 6413
In network coverage since October 22, 2026 · 16+ stories
$819BRegulatory AUMSEC Form ADV · Oct 24
41,879EmployeesForm ADV
7Deals on our tracker
+17Talent net · 12 months21 in · 4 out
Regulatory AUM · Aug 16 – Oct 24
Observed recruiting events · 12 monthsOn the wire →
Net +17 · 21 incoming events · 4 outgoing events
Matt Roberts, Kent Voges
Aug 13 · team liftout
Arrivals
HighWater Wealth
Aug 18 · from U.S. Bank
Chris Stockton
Aug 18 · from Edward Jones
McCutchen Wesson Wealth Advisors
Aug 20 · from Edward Jones
Paxel Financial Consulting
Aug 25 · from Cetera
Mariner Advisor Network
Aug 25 · from Mariner Advisor Network
Preferred Financial Group
Aug 25 · from Harbour Investments
Departures
O'Reilly LLC
Aug 19 · to Millenia Investments
Sierra Ridge Advisor Group
Aug 31 · to Cetera
WFA Volare
Sep 11 · to WFA Volare
ICG next
Oct 21 · to Osaic
Deal recordFull tracker →
Jul 27, 26Deal announced
Jun 30, 26Deal closedGood Life Advisors
Jun 30, 26Deal announcedGood Life Advisors
Network coverage
Recruiting & transitions
LPL cuts Commonwealth retention forecast to 83%
The reduced forecast implies about $51 billion of Commonwealth client assets would leave before the mid-November conversion.