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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
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UBS

CRD: 108754
In network coverage since October 22, 2026 · 16+ stories
3Deals on our tracker
-3Talent net · 12 months8 in · 11 out
Observed recruiting events · 12 monthsOn the wire →
Net -3 · 8 incoming events · 11 outgoing events
Arrivals
Mitch Edwards
Aug 13 · from Morgan Stanley
Jeff Stanley
Aug 13 · from Morgan Stanley
Jesse Flatt
Aug 31 · from Bank of America Private Bank
Lumina Wealth Partners
Aug 31 · from Bernstein Private Wealth Management
The Hall Wealth Management Group
Sep 4 · from Merrill Lynch
Caitlin Alcon
Sep 4 · from Morgan Stanley
Departures
Jason Stephens
Aug 17 · to Evertern Wealth
Nathan Matthews
Aug 21 · to Wells Fargo Advisors
John Vazquez
Sep 11 · to Merrill Lynch
Shafer Block Wealth Management
Sep 15 · to NewEdge Wealth
The Cullman/Holt Group
Sep 30 · to Ascend Advisory Group
Michael Bober
Aug 25 · to Cresset Capital Management
Deal recordFull tracker →
Oct 22, 26Deal closed360 ONE WAM — coverage
Oct 21, 26Deal announcedNorthern Trust · Credit Suisse — coverage
Aug 20, 26Deal announcedUBS Bank USA — coverage
Network coverage
Real estate debt

LMF Commercial closes after $14 billion of lending

The Lennar subsidiary began layoffs in New York, Miami, Los Angeles and Las Vegas on Oct. 21, Commercial Observer reported; the closure reason wasn't established.
The Close · Oct 26UBS and Ameriprise add advisor retention bonuses for 2026-27
Data · Oct 26Steward CEO Jim Gold says RIA deal volume may run five times reported
Features · Oct 26UBS Bought $5.3 Billion of Recruits and Lost $11 Billion
Features · Oct 25RBC, Kintra, Pinnacle, Modern add 20 advisors
Evergreen & Interval Funds · Oct 24UBS completes 360 ONE warrant conversion for 4.8% stake
Hedge Funds & Liquid Alts · Oct 23Barclays shifts balance sheet to Asia hedge fund financing
Moves · Oct 23Janney, Osaic, Rockefeller listed as adding teams worth $7B combined
Moves · Oct 23RBC hires Shawn Bernhard for Texas South; DPL names two
Data · Oct 23Merrill lifts 2027 growth bar to $7.5M as RBC hires $1B UBS team
Moves · Oct 22RBC Wealth Management hires UBS's $1B Nepa/Susco team in Pittsburgh
Moves · Oct 22RBC Wealth Management hires UBS team in Pittsburgh that oversaw more than $1B
Deals & PE · Oct 22Elevation Point takes minority stake in Truing Capital Advisors, a $750M ex-UBS team
Data · Oct 22LPL replaces advisor recruiting chief as executive changes outpace liftouts
Data · Oct 22Advisor moves outnumber announced wealth deals in 30 days; LPL is busiest
Evergreen & Interval Funds · Oct 22Northern Trust profit rises 40% as UBS agrees to extend fund admin
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