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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
broker dealer

Osaic

In network coverage since October 20, 2026 · 16+ stories
2Deals on our tracker
+4Talent net · 12 months5 in · 1 out
Observed recruiting events · 12 monthsOn the wire →
Net +4 · 5 incoming events · 1 outgoing events
Arrivals
IronGate Services
Aug 20 · from Ameriprise Financial Services
Midwest Financial Group
Sep 3 · from Commonwealth Financial
Michael Biggs
Oct 7 · from Equitable Advisors
ICG next
Oct 20 · from LPL Financial
Freehold Wealth Management
Oct 23 · from Stifel Independent Advisors
Departures
Legacy Financial Group
Oct 7 · to LPL Financial
Deal recordFull tracker →
Mar 31, 26Deal closedBain Capital · Reverence Capital Partners
Dec 31, 24Deal closedCW Advisors · $13.5B
Network coverage
The Close

UBS and Ameriprise add retention bonuses as recruiting turns fierce

Louis Diamond says paying a group to stay before it leaves differs from deferred compensation; Osaic's Shannon Reid calls recruiting "very, very fierce."
RIA · Oct 26Osaic president says recruiting turned 'very, very fierce'
Moves · Oct 26ICG next, a $2.3B New Jersey firm, moves from LPL to Osaic
Data · Oct 26Steward CEO Jim Gold says RIA deal volume may run five times reported
Features · Oct 26UBS Bought $5.3 Billion of Recruits and Lost $11 Billion
The Advisor's Note · Oct 26Raymond James names Kirk Bell to lead independent contractor unit
Practice management · Oct 26Osaic adds $576M Stifel book; founder's daughter cites succession help
Features · Oct 26Raymond James names Scott Curtis COO effective Oct. 26
Recruiting & transitions · Oct 23Freehold Wealth moves $576M practice to Osaic from Stifel
Moves · Oct 23Janney, Osaic, Rockefeller listed as adding teams worth $7B combined
Data · Oct 23Merrill lifts 2027 growth bar to $7.5M as RBC hires $1B UBS team
Moves · Oct 23Osaic adds $576M Freehold team from Stifel Independent Advisors
Moves · Oct 21ICG next moves $2.3 billion from LPL to Osaic, citing platform and deal support
M&A · Oct 20LPL and broker-dealer rivals push deeper into RIA M&A as third-quarter volume falls 17%
Succession & selling a firm · Oct 20DeVoe: RIA deal volume down 17% as broker-dealers enter M&A
Recruiting & transitions · Oct 20Osaic recruits $2.3 billion ICG next team from LPL Financial
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