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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
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LPL

In network coverage since October 1, 2026 · 16+ stories
-1Talent net · 12 months1 in · 2 out
Observed recruiting events · 12 monthsOn the wire →
Net -1 · 1 incoming events · 2 outgoing events
Arrivals
Cornerstone Advisors
Sep 22 · from Northwestern Mutual
Departures
Dirigo Wealth Management
Oct 7 · to Raymond James Financial Services
Noblewood Wealth Advisors
Oct 13 · to &Partners
Network coverage
Retirement Advisers

Maryland assisted-living board picks employer plan after state mandate

Greg Bailey, an LPL associate general counsel, says the board shifted from compliance to whether an employer plan could attract and retain workers.
Features · Oct 26UBS Bought $5.3 Billion of Recruits and Lost $11 Billion
Moves · Oct 22RBC Wealth Management hires UBS's $1B Nepa/Susco team in Pittsburgh
Features · Oct 20Phil Scott and Jim Atwood launch $18.6B RIA Latigo Peak as BofA downgrades Ameriprise
Moves · Oct 15Ox Road Capital crossed $1B in 225 days after leaving UBS with no client data
Features · Oct 15Captrust adds $3B Truist team; Chris Hoge says equity part of deal
Deals & PE · Oct 10Mercer Advisors closes $1.9B refinancing led by Goldman Sachs
Moves · Oct 8Wells Fargo FiNet adds $580M Ameriprise team as LPL signs Michigan practice
Moves · Oct 7Osaic, Cetera and Raymond James add books from Equitable, Commonwealth and LPL
Practice management · Oct 6Altruist prices Hazel planning agent at $3,600 per advisor annually
Moves · Oct 6LPL lands $1.1 billion Georgia team from Wells Fargo's FiNet
The Wrap · Oct 5Cetera re-flags Avantax team to Cetera Planning Partners
The Wrap · Oct 5Three advisor teams land at Cetera, LPL and Wells Fargo FiNet
The Advisor's Note · Oct 2Concurrent-Spire deal keeps 30 advisor brands, adds equity after a year
Succession & selling a firm · Oct 2Fidelity tells sub-$100 million RIAs to grow or move by June 2027
Moves · Oct 1Cullman/Holt Group, a seven-person UBS team with $1.3 billion, joins Wells Fargo FiNet in Ohio
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