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Brian Daly
In network coverage since September 29, 2026 · 8 stories
Network coverage
Regulation
SEC's Daly says novel ETF review proposal is reasonably close
Brian Daly told ETF Prime that about 85 letters and inbound conversations followed the request for comment on prediction market and crypto ETFs.
Practice management · Oct 1SEC proposes 20% performance fees for RIAs and a wider accredited-investor test
Products & portfolios · Sep 30SEC proposes up to 20% RIA performance fees and looser interval-fund redemptions
Distribution · Sep 30SEC proposes 20% performance-based fee for advisers and looser interval fund redemptions
Direct Lending · Sep 30Bank of England warns private credit vulnerable as financing conditions tighten
Direct Lending · Sep 29SEC restates private credit valuation rules as registered-fund holdings reach $270bn