Greenboard
AI-based compliance platform for RIAs, broker-dealers and funds: archiving, marketing review, trade and staff compliance
- RIAs
- Broker-dealers
- Asset managers
Compliance & riskCustom quote
Presults
Archiving and AI-assisted supervision of email, text, social and website content for financial advisory firms
New York, NY, USFounded 2021presults.comNot yet confirmed by the company
What it does
Presults is an archiving and communications compliance product built for RIAs and other financial advisory firms. It targets firms switching from older archivers and positions itself on lower cost, month-to-month terms and hands-on support.
The platform captures email, text and WhatsApp messages, social media and website content into an archive designed around SEC Rule 17a-4 and FINRA requirements. Instead of relying only on keyword lexicons, it runs automated pre-review checks to cut the volume compliance staff must read, and adds monitoring workflows and compliance automation modules. Data is hosted on AWS and encrypted, and the company reports SOC 2 compliance.
Presults was founded in 2021 and is headquartered in New York City. It does not publish prices; firms book a demo or contact sales, and the site states there are no long-term contracts.
Best for
- Serves
- RIAs
Features
- Email archiving
- Text and WhatsApp archiving
- Social media archiving
- Website archiving
- AI pre-review of communications
- Compliance review workflows
Pricing and deployment
- Pricing model
- Custom quote
- Deployment
- Cloud
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