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Search the network’s Firm & Fund Lookup- Farren Private Wealth
John Farren joined as managing director, as announced by Prospera
Ascentis adds four practices with $1B in client assets - Alaris Acquisitions
Its CEO argues AI may compress RIA sale valuations more than lift them.
Alaris CEO Allen Darby bets AI will cut RIA sale valuations - William Blair Investment Management
Conducted survey finding 56% of RIAs expect higher international allocations
William Blair: 56% of RIAs expect to raise active ETF allocations to international and emerging markets - Dirigo Wealth Management
Advisor practice run by Shupe and Cameron in Maine
Osaic, Cetera and Raymond James add books from Equitable, Commonwealth and LPL - Summit Financial Networks
Received Doussard's $235M practice into its community
Osaic, Cetera and Raymond James add books from Equitable, Commonwealth and LPL - AngelList Omnibus series
Reported $690,000 sold against a $690,000 offering in Form D
Bluespring folds Family Wealth Counseling into KDI to pass $1 billion - Cerberus Supply Chain II
Two access vehicles reported $291.4M combined sold to date in Oct. 6 filings
Bluespring folds Family Wealth Counseling into KDI to pass $1 billion - Coelius Capital Rolling Fund's G1 series
G1 series reported $148,000 of a $247,000 offering in Form D
Bluespring folds Family Wealth Counseling into KDI to pass $1 billion - Cetera's Summit Financial Networks
Receives Doussard and three staff as advisor joins from Commonwealth
Cetera recruits Commonwealth advisor Cynthia Doussard, $235M AUA - Clear Pointe Wealth Management
Joined LPL's broker/dealer, RIA and custodial platforms.
Records show Praxis Financial Partners' $1.1B team joined LPL from Wells Fargo FiNet - Cornerstone Advisors
Joined LPL's broker/dealer, RIA and custodial platforms.
Records show Praxis Financial Partners' $1.1B team joined LPL from Wells Fargo FiNet - BakerAvenue Wealth Management
Received a minority investment from Constellation Wealth Capital.
Constellation Wealth Capital takes minority stake in BakerAvenue, a $6.3B RIA - FINRA
Barred advisor for refusing documents in client-funds inquiry
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - First Texas Alliance Corp.
name his firm, First Texas Alliance Corp., alongside the broker-dealer
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - O.N. Equity Sales Company
O.N. Equity Sales Company fired Thompson in October 2025, citing the client's lawsuit
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - O.N. Management
O.N. Equity Sales Company, O.N. Management, and Thompson's wife, daughter, and son-in-law
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - PrimeMed
Named defendant; Thompson's startup filed Chapter 13 bankruptcy
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - Mesirow Wealth Management
Chicago RIA hired Paul Arnold to lead investment solutions
Mesirow hires Paul Arnold to lead investment solutions - Abu Dhabi Global Market's Financial Services Regulatory Authority
Granted permission for trading, management and distribution inside ADGM.
Capital Group secures Abu Dhabi FSRA licence to manage and distribute - BNP Paribas
Invested in Save's most recent Series A financing round
Schwab opens its RIA marketplace to Save Technologies, a cash startup advertising 7.5% - Natixis
Invested in Save's most recent Series A funding round
Schwab opens its RIA marketplace to Save Technologies, a cash startup advertising 7.5% - Pacer Financial
Backs Save; its funds sit among Save Advisers' ETF holdings
Schwab opens its RIA marketplace to Save Technologies, a cash startup advertising 7.5% - Save Advisers
Subsidiary RIA holds ETFs that generate Save's advertised yield
Schwab opens its RIA marketplace to Save Technologies, a cash startup advertising 7.5% - Texas Capital Bank
Partner bank holds non-interest-bearing client cash deposits
Schwab opens its RIA marketplace to Save Technologies, a cash startup advertising 7.5% - Wealthfront Corporation
Reported third consecutive month of positive cash net deposits
Wealthfront reports a third straight month of positive cash net deposits
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Rankings count distinct stories published by Private Wealth Daily in the selected period. Repeat versions of the same story count once. Ties go to the most recent coverage. Firms includes named funds.
Descriptions are grounded in the linked article and checked against its supporting text. Affiliations appear only when explicitly stated in that article; they describe the relationship reported at that time. Source credits and incidental references are excluded. Profiles may include reporting from across the Daily Network.
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