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The people and firms behind the headlines. Follow their coverage, explore their profiles, and see what brought them into the news.
Search the network’s Firm & Fund Lookup- Bill Capuzzi Apex Clearing Corp.
Co-leads RIA custody unit; ties his name to its success or failure
State Street and Apex Clearing launch RIA custody unit for $1 billion-plus RIAs - Scott Hardy
His team left Commonwealth for Summit Wealth with $189M in assets.
Wells Fargo FiNet logs 11-advisor team liftout from Ameriprise - Ben Harrison BNY
Moved from BNY Pershing to parent company BNY
Adam Vos takes BNY Pershing's RIA custody unit as Wove is withdrawn - Jim Crowley BNY Pershing
Changed roles while remaining at BNY Pershing
Adam Vos takes BNY Pershing's RIA custody unit as Wove is withdrawn - John Foran
Leads acquired practice as branded Carson Wealth office
Mercer Advisors closes $1.9B refinancing led by Goldman Sachs - Allen Darby Alaris
expects AI to cut RIA sale valuations, reversing a year-earlier view
Alaris CEO Allen Darby says AI integration costs will cut RIA sale multiples - Roger Shake
Partner at Legacy; advises clients through major transitions
The Mather Group adds $400 million Plano advisory practice - David Solomon
Could be replaced as chief executive by John Waldron as early as January
Goldman's John Waldron could replace David Solomon as CEO as early as January - John Waldron Goldman Sachs
Could replace David Solomon as chief executive as early as January
Goldman's John Waldron could replace David Solomon as CEO as early as January - Diego Galan Arax
Promoted to chief operating officer, adding operations and M&A to CFO remit
Innovayte names former Apex COO Fritz Louis-Charles chief operating officer - John O'Connor
Succeeded as chief operating officer and moved to project management office
Innovayte names former Apex COO Fritz Louis-Charles chief operating officer - Michael Biggs
Was recruited by Osaic with $245 million in assets under management.
Ascentis Independent Advisors adds four practices with $1 billion - Charles Dobben
Recruited by LPL with two peers; team reported about $170M.
LPL Financial to report third-quarter earnings after market close Oct. 27 - Harrison Kennard
Recruited by LPL with two peers; team reported about $170M.
LPL Financial to report third-quarter earnings after market close Oct. 27 - Justin Pandy
Recruited by LPL with two peers; team reported about $170M.
LPL Financial to report third-quarter earnings after market close Oct. 27 - Frank Marzano Wealthspire
Heads new sports practice and co-leads family office
Wealthspire launches a $2.88 billion sports and entertainment practice inside its family office - Haig Ariyan
Says appointment formalizes the broader role he has executed since day one
Arax names Diego Galan COO, adding operations and M&A to his CFO remit - Tim Welsh
Says Schwab has rare chance to land a blow at Fidelity
Schwab says it already serves 11,000 sub-$100 million RIAs as Fidelity sets a deadline - Bénédicte Rabier
Will run product roadmap and marketing for Wendel's platform
Morningstar finds 55% of advisors plan no private-markets additions as supply builds - Beata Kirr Northern Trust
Named investment chief for Northern Trust's global family office unit
Northern Trust hires two private bankers from Citi and BNY in Northeast push - Candice Nakagawa Northern Trust
Named Family Office Solutions managing director for the West Region
Northern Trust hires two private bankers from Citi and BNY in Northeast push - Joe Agostinelli Morningstar
Says AI absorbs complexity rather than freeing advisor time.
Morningstar survey finds 80% of advisors use AI, but client-facing time stays at 53% - Ciara Stewart
Left Commonwealth with about $120M to launch Heritage Financial
HB Wealth acquires $700M Texas RIA; Hightower Signature adds Sandy Cove - Deirdre Prescott
Founded Sandy Cove and said joining HTSW broadens resources
HB Wealth acquires $700M Texas RIA; Hightower Signature adds Sandy Cove - Nikki Lude
Left Commonwealth with about $120M to launch Heritage Financial
HB Wealth acquires $700M Texas RIA; Hightower Signature adds Sandy Cove
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