401GOIn the news
Bundled 401(k) recordkeeping, administration and 3(38) lineup that advisors offer to small-business clients
- RIAs
- Broker-dealers
- Retirement plans
Financial planning1 integrationTiered
Held-away 401(k) management
Financial-planning software: comprehensive and goals-based planning, tax, estate and retirement income.
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Due Diligence Works
Rollover and Reg BI documentation software plus product due diligence research for advisors, BDs and banks
- RIAs
- Broker-dealers
- Banks and trust companies
Compliance & risk4 integrationsPer seat
Plan Confidence
Software that lets advisory firms deliver ongoing advice on clients' held-away 401(k) and 403(b) accounts
- RIAs
- Retirement plans
Financial planning1 integrationSubscription
PonteraIn the news
Held-away 401(k) account management platform for financial advisors
- RIAs
- Broker-dealers
Financial planning20 integrations
Held-away 401(k) management in the news
- 401GO
Cerulli and Morningstar: 10.2% of advisers' wealth clients come from DC plans
- 401GO
401GO CEO Dan Beck warns fragmented retirement plan systems may strain under state mandates
- Pontera
Pontera floats itself as AI's trust layer for 401(k) access
- Pontera
Pontera launches non-discretionary 401(k) service as password sharing stays blocked
- Pontera
Mariner CEO Marty Bicknell budgets $175M for 700 AI bots over five years
- Pontera
Ascensus launches a participant-referral workflow for plan advisers