MyDocSafe
UK client portal, e-signature, onboarding and KYC platform used by financial planners and other professional firms
- RIAs
Client experiencePer seat
Client experienceOnboarding and account openingOperations and workflow automationRecruiting and transition platforms
Forms Logic
Forms, account-opening and advisor-transition workflow platform for broker-dealers, RIAs and wealth firms
Wheaton, IL, USFounded 2015formslogic.comNot yet confirmed by the company
What it does
Forms Logic is a cloud-based forms and document workflow platform for broker-dealers, RIAs and wealth management firms. It targets the back-office paperwork around account opening, account maintenance and advisor transitions, with an emphasis on reducing not-in-good-order (NIGO) submissions.
It has two main products. Navigator turns a firm's static forms into rules-driven digital workflows: it auto-populates data, checks that required forms are complete, routes items for approval, keeps audit trails and works alongside the firm's CRM, custodian tools and e-signature platform. Migrator handles advisor transitions end to end, preparing account-opening and transfer paperwork for a moving advisor's book with DocuSign signing; the company reports supporting dozens of transitions and tens of thousands of transferred accounts a year. Document storage is designed around SEC and FINRA record requirements.
Forms Logic was founded in 2015 by CEO Rick Burgess and is headquartered in Wheaton, Illinois. Pricing is by demo.
Best for
- Serves
- Broker-dealers, RIAs
Features
- Rules-based digital forms workflows
- Automatic form data population
- NIGO checks and required-form validation
- Form routing and approvals with audit trails
- Advisor transition account repapering
- DocuSign e-signature integration
- SEC/FINRA-compliant document storage
Pricing and deployment
- Pricing model
- Custom quote
- Deployment
- Cloud
Integrations
- DocuSign
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