Practice management

22 stories this week 318 in all, from the Advisors desk.

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Practice management stories, page 10

Page 10 of 16

By date

The app score belongs in recordkeeper due diligence

Sep 10

The SEC's AI priorities turn on who signs the review

Sep 10

Conquest drops 'Planning' and bets on a white-label advice engine

Sep 10

Bain's Vestmark buy makes the next renewal a negotiation

Sep 10

Wells Fargo's outage is a vendor dependency audit

Sep 9

Health Portfolios Are the Last Retirement Input Advisors Miss

Sep 9

A client's bad trade is still the client's call

Sep 9

Salesforce bets advisor AI on follow-through, not note-taking

Sep 8

New scholarship targets career changers, the pipeline CFP funding skips

Sep 8

Senators to FINRA: make transfer locks a rule

Sep 8

Wells Fargo's second outage is a client-communication test

Sep 8

A former Stanford receiver chooses NIL freshmen over NFL millions

Sep 8

FINRA Pulls Bulk Enforcement Data, Keeping Vetting in Search Box

Sep 8

Plan sponsors are ready for discretionary menus

Sep 8

RIAs doubled AI adoption. The payoff is still unproven.

Sep 8

SEC pay-to-play repeal won't rewrite the compliance manual

Sep 8

NASAA's IAR CE rule: obligation follows the rep

Sep 8

Vanguard's Altruist deal puts a toll on the ETF shelf

Sep 7

Client advances need a script, not silence

Sep 7

Tax planning is the new client-acquisition play

Sep 7

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Practice management

Practice management stories, page 10

Page 10 of 16

The app score belongs in recordkeeper due diligence

The SEC's AI priorities turn on who signs the review

Conquest drops 'Planning' and bets on a white-label advice engine

Bain's Vestmark buy makes the next renewal a negotiation

Wells Fargo's outage is a vendor dependency audit

Health Portfolios Are the Last Retirement Input Advisors Miss

A client's bad trade is still the client's call

Salesforce bets advisor AI on follow-through, not note-taking

New scholarship targets career changers, the pipeline CFP funding skips

Senators to FINRA: make transfer locks a rule

Wells Fargo's second outage is a client-communication test

A former Stanford receiver chooses NIL freshmen over NFL millions

FINRA Pulls Bulk Enforcement Data, Keeping Vetting in Search Box

Plan sponsors are ready for discretionary menus

RIAs doubled AI adoption. The payoff is still unproven.

SEC pay-to-play repeal won't rewrite the compliance manual

NASAA's IAR CE rule: obligation follows the rep

Vanguard's Altruist deal puts a toll on the ETF shelf

Client advances need a script, not silence

Tax planning is the new client-acquisition play