Practice management

39 stories this week 339 in all, from the Advisors desk.

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Practice management stories, page 3

Page 3 of 17

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Ascensus expects 18 to 20 advisory firms on 401(k) referral platform within a year

Oct 19

Jarvis and Shilanski lay out a 30% profitability floor and client color coding

Oct 19

F&G finds 51% of pre-retirees plan to semi-retire rather than stop working

Oct 19

Nationwide survey: 56% of investors anxious about midterms' effect on savings

Oct 16

Mercer got roughly half of H1 2026 net new assets from custodian referrals

Oct 16

Docupace launches Next 1.0; Focus Financial names Nevis its AI platform

Oct 16

DeepVest launches PlanLab, taking its AI planning tool out of beta

Oct 16

FPA and Allianz: 74% of surveyed planners will spend more time per client relationship

Oct 16

Advisor Growth Strategies survey finds 28% of RIA firms plan to add staff because of AI

Oct 15

IWI survey finds certification awareness higher among clients who refer

Oct 15

Schwab Wealth Advisory net flows grew 55% in direct advice push

Oct 15

WealthManagement.com: Judge conferences by audience fit, not crowd size

Oct 15

MassMutual launches securities-backed credit line through Supernova Lending

Oct 15

Triad's compliance chief says onboard Anthropic's Claude like a new employee

Oct 15

Evertern Wealth sends advisors to meet clients as seasonal stays lengthen

Oct 15

Wealthy U.S. investors' interest in advisor guidance more than doubles, UBS survey finds

Oct 15

Escalent survey finds 46% of former-plan holders likely to open a rollover IRA

Oct 15

Kitces & Carl argue an irrevocable decision can beat a reversible one

Oct 15

Map client task flow before an RIA operations manual, WealthManagement.com column argues

Oct 14

Small-business retirement plan adoption climbs about 60% since 2019, Gusto data show

Oct 14

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Practice management

Practice management stories, page 3

Page 3 of 17

Ascensus expects 18 to 20 advisory firms on 401(k) referral platform within a year

Jarvis and Shilanski lay out a 30% profitability floor and client color coding

F&G finds 51% of pre-retirees plan to semi-retire rather than stop working

Nationwide survey: 56% of investors anxious about midterms' effect on savings

Mercer got roughly half of H1 2026 net new assets from custodian referrals

Docupace launches Next 1.0; Focus Financial names Nevis its AI platform

DeepVest launches PlanLab, taking its AI planning tool out of beta

FPA and Allianz: 74% of surveyed planners will spend more time per client relationship

Advisor Growth Strategies survey finds 28% of RIA firms plan to add staff because of AI

IWI survey finds certification awareness higher among clients who refer

Schwab Wealth Advisory net flows grew 55% in direct advice push

WealthManagement.com: Judge conferences by audience fit, not crowd size

MassMutual launches securities-backed credit line through Supernova Lending

Triad's compliance chief says onboard Anthropic's Claude like a new employee

Evertern Wealth sends advisors to meet clients as seasonal stays lengthen

Wealthy U.S. investors' interest in advisor guidance more than doubles, UBS survey finds

Escalent survey finds 46% of former-plan holders likely to open a rollover IRA

Kitces & Carl argue an irrevocable decision can beat a reversible one

Map client task flow before an RIA operations manual, WealthManagement.com column argues

Small-business retirement plan adoption climbs about 60% since 2019, Gusto data show