Practice management

28 stories this week 312 in all, from the Advisors desk.

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Practice management stories, page 5

Page 5 of 16

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Aquiline buys control of Flourish from MassMutual as Phase II lending rollout nears

Oct 6

Envestnet's Vestmark deal promises advisors no forced platform migrations

Oct 6

Fidelity backs Savvy Wealth's RIA custody platform, expected in mid-2027

Oct 6

Pontera launches non-discretionary 401(k) service as password sharing stays blocked

Oct 6

WealthManagement.com report catalogs obstacles to advising 401(k) participants

Oct 6

FiComm survey finds 45% of investors chose an advisor without a referral

Oct 6

Dynasty tells RIA founders to set share classes and buyback rights on day one

Oct 6

Schwab Advisor Services becomes first RIA custodian to use Anthropic's Claude

Oct 6

Mariner CEO Marty Bicknell budgets $175M for 700 AI bots over five years

Oct 6

SEC and five other regulators warn on impersonation and relationship investment scams

Oct 6

Cerulli and Morningstar: 63% of surveyed advisers see DC plans as a prospecting priority

Oct 6

Northwestern Mutual survey: 61% expect long-term care, 54% have not planned for it

Oct 5

Boise advisor Alex Lundgren turned live AM radio into a Micron client niche

Oct 5

Compound Planning runs $5 billion on software its own engineers write

Oct 5

Anthropic announces Claude for Financial Advisors; provider list remains unnamed

Oct 5

Ascensus launches a participant-referral workflow for plan advisers

Oct 5

SEC proposes ending pay-to-play rule that prompted many advisers to ban all employee contributions

Oct 4

SIFMA panel says advisers can build an audience without becoming finfluencers

Oct 2

House Democrats introduce three retirement bills widening fiduciary advice and plan standing to sue

Oct 2

SEC proposes custody relief for RIAs with discretionary trading authority

Oct 2

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Practice management

Practice management stories, page 5

Page 5 of 16

Aquiline buys control of Flourish from MassMutual as Phase II lending rollout nears

Envestnet's Vestmark deal promises advisors no forced platform migrations

Fidelity backs Savvy Wealth's RIA custody platform, expected in mid-2027

Pontera launches non-discretionary 401(k) service as password sharing stays blocked

WealthManagement.com report catalogs obstacles to advising 401(k) participants

FiComm survey finds 45% of investors chose an advisor without a referral

Dynasty tells RIA founders to set share classes and buyback rights on day one

Schwab Advisor Services becomes first RIA custodian to use Anthropic's Claude

Mariner CEO Marty Bicknell budgets $175M for 700 AI bots over five years

SEC and five other regulators warn on impersonation and relationship investment scams

Cerulli and Morningstar: 63% of surveyed advisers see DC plans as a prospecting priority

Northwestern Mutual survey: 61% expect long-term care, 54% have not planned for it

Boise advisor Alex Lundgren turned live AM radio into a Micron client niche

Compound Planning runs $5 billion on software its own engineers write

Anthropic announces Claude for Financial Advisors; provider list remains unnamed

Ascensus launches a participant-referral workflow for plan advisers

SEC proposes ending pay-to-play rule that prompted many advisers to ban all employee contributions

SIFMA panel says advisers can build an audience without becoming finfluencers

House Democrats introduce three retirement bills widening fiduciary advice and plan standing to sue

SEC proposes custody relief for RIAs with discretionary trading authority