FINRA extends options and margin rules to binary options
Notice 26-21 applies Rules 2220, 2360 and 4210 to contracts on issuer metrics and to those cleared outside OCC.
Manager Selection
14 stories this week 14 in all, from the Alternatives desk.
Latest from Manager Selection
CAIA says AI could flatten single-family office hierarchy
It proposes an information steward accountable for the data agents read.
Oct 23
Hilton Capital acquires minority stake in New Century Advisors
Emerging Manager Monthly reported the stake on Oct. 7; price, size and structure were not disclosed.
Oct 23
SEC seeks $3M penalty on ex-Western Asset CIO Ken Leech
Western Asset was ordered to pay a $100 million civil penalty in June; Leech would accept an officer-and-director bar without admitting allegations.
Oct 23
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