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Cetera Investment Services

In network coverage since October 3, 2026 · 1 story
-1Talent net · 12 months0 in · 1 out
Observed recruiting events · 12 monthsOn the wire →
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IB Wealth Management
Oct 23 · to Raymond James Financial Institutions Division
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RIA

SEC bars Clarice Crystal Saw over alleged $2.4 million theft from elderly client

Saw was registered with Cetera Investment Services in Flushing from September 2021 to June 2022 and settled the SEC's charges on September 21.
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