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Rockefeller Financial
NEW YORK, NY
CRD: 291361
In network coverage since September 14, 2026 · 1 story
$99.6BRegulatory AUMSEC Form ADV · Oct 24
1,005EmployeesForm ADV
Regulatory AUM · Sep 19 – Oct 24
Network coverage
Recruiting & transitions
A UBS team ran the LPL math and chose Raymond James
A two-year search that weighed Rockefeller and LPL ended at Raymond James' employee channel, the clearest recent test of West Coast recruiting economics.