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Thursday, October 29, 2026 · Today’s edition, 6:30 a.m. ETThu, Oct 29 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
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The Strategic Financial Alliance Inc.

ATLANTA, GA
CRD: 126514
In network coverage since August 20, 2026 · 8 stories
$382MRegulatory AUMSEC Form ADV · Oct 24
56EmployeesForm ADV
Regulatory AUM · Aug 22 – Oct 24
Network coverage
Data

Advisor moves outnumber breakaways 38 to 1 over the past 30 days

UBS appears most often in the records with 87, followed by LPL Financial at 82.
Moves · Oct 12UBS had 58 advisor departures as Cetera Planning Partners added 47
Data · Oct 10UBS leads advisor activity in the past 30 days
Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches
Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month
Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave
Data · Sep 25MissionSquare's 199 events dwarf the industry's 72 new firms
Filings · Aug 20FINRA panel orders $509,000 payout over conservation easements
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