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Financial Industry Regulatory Authority
In network coverage since August 27, 2026 · 6 stories
Network coverage
Manager Selection
SEC proposes performance fees for regulated fund advisers
The proposal aims to widen retail access to private-market strategies; the SEC also requests comment on a FINRA exam as an accredited-investor route.
Practice management · Oct 15IWI survey finds certification awareness higher among clients who refer
Practice management · Oct 6SEC and five other regulators warn on impersonation and relationship investment scams
Products & portfolios · Sep 30SEC proposes an exam-based path to accredited investor status
Distribution · Aug 27FINRA eases a back-office rail for private fund distribution