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Private Wealth Daily
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North American Securities Administrators Association

In network coverage since August 18, 2026 · 6 stories
Network coverage
Practice management

SEC approves FINRA rule letting broker-dealers market projected returns

The approval creates a conditional exception to Rule 2210's ban on performance projections, after NASAA said it could not support the change without stronger investor-protection guardrails.
Practice management · Oct 6SEC and five other regulators warn on impersonation and relationship investment scams
The Advisor's Note · Sep 2NASAA warns that video call from your advisor may be AI
Tax & estate planning · Aug 31NASAA puts trusted contacts at the center of senior fraud prevention
Practice management · Aug 20SEC tells preview what your next exam will test
Practice management · Aug 18NASAA tallies 1,650 senior-abuse probes as deepfake scams rise
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