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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
bank

UBS Financial Services

WEEHAWKEN, NJ
CRD: 8174
In network coverage since August 20, 2026 · 15 stories
$916BRegulatory AUMSEC Form ADV · Oct 24
12,524EmployeesForm ADV
-8Talent net · 12 months0 in · 8 out
Regulatory AUM · Aug 22 – Oct 24
Observed recruiting events · 12 monthsOn the wire →
Net -8 · 0 incoming events · 8 outgoing events
Arrivals
None tracked.
Departures
Pearsall Wealth Management of Raymond James
Aug 20 · to Raymond James & Associates
Murray Street Wealth Advisors
Aug 21 · to FiNet
Michael Bober
Aug 25 · to Cresset
Redstone Wealth Management Group
Sep 11 · to Wedbush
The Compass Group of Raymond James
Oct 16 · to Raymond James & Associates
Strong Wealth Management Group of Wells Fargo Advisors
Oct 20 · to Wells Fargo Advisors
Network coverage
Moves

Wells Fargo Advisors hires Morgan Stanley's Eric Smith in Naples

Smith managed more than $400 million at Morgan Stanley and is the second Naples-based addition for Wells Fargo Advisors this month.
The Close · Oct 17Wells Fargo adds $900 million in recruits; Janney lands $3.3 billion Raymond James team
Features · Oct 17Janney opens Houston with $3.3B Raymond James team; Ameriprise recruits three RBC teams
Moves · Oct 16Ameriprise recruits three RBC teams with nearly $1.2B and Wells adds nearly $900M
Moves · Sep 18Cresset Bought a Business, Not a $4 Billion Book
Recruiting & transitions · Sep 15Six Modern Wealth advisors left as it acquired $710 million in assets
Moves · Sep 10Wedbush adds a $500 million UBS team in Greensboro
Moves · Sep 2Three breakaways, $945 million, and the fight moves inside the channel
Moves · Aug 26Cresset's Boca Raton liftout is a CPA template with $4 billion attached
Moves · Aug 25Cresset pulls $4B UBS team into Boca Raton
Features · Aug 23FiNet's bank-team raid redraws the independent channel
Moves · Aug 21FiNet wins back a UBS team and adds an Ameriprise practice
The Advisor's Note · Aug 21Schwab keeps the small accounts. Edward Jones buys in.
Moves · Aug 21LPL and Raymond James land $590M in advisor moves
Moves · Aug 20Raymond James lands $400M UBS veteran in Glens Falls
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