Skip to content
Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
ria

Modern Wealth Management

KANSAS CITY, MO
CRD: 324624
In network coverage since September 28, 2026 · 16+ stories
$10.9BRegulatory AUMSEC Form ADV · Oct 24
253EmployeesForm ADV
9Deals on our tracker
+1Talent net · 12 months1 in · 0 out
Regulatory AUM · Aug 22 – Oct 24
Observed recruiting events · 12 monthsOn the wire →
Net +1 · 1 incoming events · 0 outgoing events
Arrivals
4thGEN Wealth Management
Oct 21 · from 4thGEN Wealth Management
Departures
None tracked.
Deal recordFull tracker →
Oct 22, 26Deal closed4thGEN Wealth Management · $330M — coverage
Oct 19, 26Deal closed4thGEN Wealth Management · $330M — coverage
Sep 23, 26Deal announcedAWA Wealth Management · $290M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710 — coverage
Aug 30, 26Deal closedSanchez Wealth Management Group · $710M
Apr 29, 25Deal announcedLegacy Wealth Management · $1.2B
Network coverage
Features

A buyer's deal pipeline is not collateral for an RIA sale

Wealth managers announced 156 deals and closed 50 in 90 days. Sellers should price the buyer on closes, committed capital and who stays.
Features · Oct 26Busiest RIA buyers average $679 million a deal, below the median
The Close · Oct 26Mariner seeks $150M term loan add-on, lifting debt to $1.3B
Features · Oct 26RIA sale prices turn on retention; the structure carries the multiple
Features · Oct 25RBC, Kintra, Pinnacle, Modern add 20 advisors
Moves · Oct 23Modern Wealth acquires 4thGEN, a $330M California practice
M&A · Oct 20Modern Wealth acquires 4thGEN Wealth Management, a $330M Lodi RIA
Data · Oct 10UBS tops 30-day advisor activity; 1,838 moves and 35 breakaways logged
Data · Oct 4RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements
Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97
Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS
Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches
Data · Oct 22,413 advisors changed firms in 30 days; 22 custody relationships changed hands
Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month
M&A · Sep 29Waverly to buy a $1.7B Richmond RIA, its 36th deal since Aspire's 2021 stake
Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave
Private Wealth DailyThe morning edition

The private wealth industry in four minutes, every morning at 6:30 a.m. ET. Free.

Free. Every morning. Unsubscribe from any edition in one click.