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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
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NewEdge Wealth

STAMFORD, CT
CRD: 307771
In network coverage since September 19, 2026 · 16+ stories
$19.9BRegulatory AUMSEC Form ADV · Oct 24
211EmployeesForm ADV
+6Talent net · 12 months6 in · 0 out
Regulatory AUM · Aug 22 – Oct 24
Observed recruiting events · 12 monthsOn the wire →
Net +6 · 6 incoming events · 0 outgoing events
Arrivals
Jeffrey Thompson
Aug 21 · from AllianceBernstein's Bernstein Private Wealth Management
Paul Yates
Sep 2
Michael Wohlgemuth
Sep 2
Alexandra Escobedo
Sep 2
Shafer Block Wealth Management
Sep 15 · from UBS
Trace Shapiro
Sep 2 · from NEW EDGE WEALTH
Departures
None tracked.
Network coverage
Data

RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

RFG Advisory logged 101 events over the 30 days, and independent platforms filled much of the top of the table, with 2,180 advisor moves against 731 deal announcements.
Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97
Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS
Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches
Moves · Oct 2SEC records show $8 billion Rise team moved custody from Ameriprise to Schwab
Data · Oct 22,413 advisors changed firms in 30 days; 22 custody relationships changed hands
Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month
Data · Sep 292,543 advisor moves in 30 days outpace the 771 announced deals
Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave
Data · Sep 27LPL's $13.5 billion August net new assets rest on a modeled advisory mix
Data · Sep 26The recruiting war isn't being fought over custody
Data · Sep 25MissionSquare's 199 events dwarf the industry's 72 new firms
Data · Sep 24Fund launches outnumber new firms four to one, and the industry builds product, not practices
Data · Sep 23The breakaway is dying; the team liftout is the deal
Data · Sep 22Recruiting outran breakaways 109 to one last month
Data · Sep 19Wealth's talent war is a block trade
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