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Data & Tools · RIA M&A

The RIA Deal Tracker

Every deal, team lift-out and breakaway our newsroom verifies, linked to the coverage that explains it.

3,875 transactions · updated Oct 28

Transactions on record
3,875
de-duplicated, verified
Largest disclosed
$5B
reported assets, in this view
Closed
45 of 200
in this view
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RIA deals, lift-outs and breakaways. Sorted by Date, oldest first.
PartiesTypeDateSizeCoverage
MML Investors Services · Tim O'Connell · Cetera Wealth Partners · Financial Guide SolutionsTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Kintra Wealth · L. Edward Price · Commonwealth Financial Network (acquired by LPL Financial) · Great Scott Financial ServicesTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Scott Seymour · Kintra Wealth · Commonwealth Financial Network (acquired by LPL Financial) · Great Scott Financial ServicesTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Truist Investment Services · Erin Powers-Westendorf · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Jonathan Shaw · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Mark Taylor · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Darrell Brown · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
JP Morgan · The Atwood team · Jim AtwoodBreakaway · Oct 25, 2026Breakaway—
Phil Scott · JP Morgan · The Scott teamBreakaway · Oct 25, 2026Breakaway—
Rockefeller Global Family Office · UBS Wealth Management USA · Martin E. Shea · Shea Wealth PartnersTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Rockefeller Global Family Office · UBS Wealth Management USA · Andrea M. Shea · Shea Wealth PartnersTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Rockefeller Global Family Office · JP Morgan · Cameron Sheets · Sage Wealth PartnersTeam lift-out · Oct 25, 2026 · $700MTeam lift-out$700M
Rockefeller Global Family Office · JP Morgan · Sage Wealth Partners · Forrest R. GreenTeam lift-out · Oct 25, 2026 · $700MTeam lift-out$700M
Rockefeller Global Family Office · JP Morgan · Sage Wealth Partners · Christopher D. SheetsTeam lift-out · Oct 25, 2026 · $700MTeam lift-out$700M
Osaic · Mary Steele · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 25, 2026 · team of 3Team lift-outteam of 3
Osaic · John Boyle · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 25, 2026 · team of 3Team lift-outteam of 3
Osaic · Stifel Independent Advisors · Cynthia “Cindy” Boyle · Freehold Wealth ManagementTeam lift-out · Oct 25, 2026 · team of 3Team lift-outteam of 3
North Haven Private Income Fund A LLC · North Haven Private Income Fund LLC · Morgan StanleyAnnounced · Oct 26, 2026 · $289Announced$289Story: Morgan Stanley cuts North Haven BDC base fee to 1% in merger
Equitable Holdings Inc. · Corebridge FinancialAnnounced · Oct 26, 2026Announced—Story: Insurers build private-asset books as reinsurance tops $100 billion
Blackstone · Fannie MaeClosed · Oct 26, 2026Closed—Story: Blackstone affordable arm lines up $735M in Fannie Mae debt
Ascent Real Estate Advisors · Albany Road Real Estate PartnersClosed · Oct 26, 2026Closed—Story: Ascent buys 97%-leased Dallas tower from Albany Road
Forum Edge AI LLC · FireworksAnnounced · Oct 26, 2026Announced—Story: Forum Edge signs $94.4M Nvidia B300 reservation with Fireworks
Madison Realty Capital · Fortune International Group · Château GroupClosed · Oct 26, 2026 · $463MClosed$463MStory: Madison Realty lends $463M for St. Regis Sunny Isles condos
MF1 · Pinnacle Group · LightstoneAnnounced · Oct 26, 2026 · $88MAnnounced$88MStory: JLL arranges MF1 loan on Lightstone's $88 million Manhattan buy
Octagon Finance · Revive Capital Development · KAI Design + BuildClosed · Oct 26, 2026 · $48Closed$48Story: Octagon lends $48.25M to convert 7Up HQ into apartments

51–75 of the 200 shown · 3,875 in all

Sizes are reported assets; undisclosed sizes sort last. Coverage links a deal’s own story when it has one.

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