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Thursday, October 29, 2026 · Today’s edition, 6:30 a.m. ETThu, Oct 29 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in

Data & Tools · RIA M&A

The RIA Deal Tracker

Every deal, team lift-out and breakaway our newsroom verifies, linked to the coverage that explains it.

3,876 transactions · updated Oct 28

Transactions on record
3,876
de-duplicated, verified
Largest disclosed
$5B
reported assets, in this view
Closed
46 of 200
in this view
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RIA deals, lift-outs and breakaways. Sorted by Parties, Z to A.
PartiesTypeDateSizeCoverage
Russo Development · Kushner Real Estate Group · PCCPClosed · Oct 27, 2026 · $164MClosed$164MStory: PCCP lends $163.9M for 426-unit Paramus apartment project
Roxborough Group · Pacific Urban InvestorsClosed · Oct 26, 2026 · $109MClosed$109MStory: Roxborough Group buys Fremont apartments at $444,500 per unit
Rockefeller Global Family Office · UBS Wealth Management USA · Martin E. Shea · Shea Wealth PartnersTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Rockefeller Global Family Office · UBS Wealth Management USA · Andrea M. Shea · Shea Wealth PartnersTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Rockefeller Global Family Office · JP Morgan · Sage Wealth Partners · Forrest R. GreenTeam lift-out · Oct 25, 2026 · $700MTeam lift-out$700M
Rockefeller Global Family Office · JP Morgan · Sage Wealth Partners · Christopher D. SheetsTeam lift-out · Oct 25, 2026 · $700MTeam lift-out$700M
Rockefeller Global Family Office · JP Morgan · Sage Wealth PartnersTeam lift-out · Oct 23, 2026Team lift-out—Story: Rockefeller adds J.P. Morgan team in Houston
Rockefeller Global Family Office · JP Morgan · Cameron Sheets · Sage Wealth PartnersTeam lift-out · Oct 25, 2026 · $700MTeam lift-out$700M
Rockefeller · 25 Commerce Park · EastGroup PropertiesClosed · Oct 26, 2026 · $95MClosed$95MStory: EastGroup buys Denver industrial park for $95M
RiverStreet Communications · Oaktree Capital ManagementAnnounced · Oct 28, 2026Announced—Story: RiverStreet files Chapter 11 to sell broadband network to Oaktree
Rithm Capital · Elecor Properties · DRA AdvisorsClosed · Oct 27, 2026Closed—Story: Rithm, DRA close joint venture at 1301 Avenue of the Americas
Ripple · Robinhood · RLUSDAnnounced · Oct 27, 2026Announced—Story: Robinhood to offer Ripple's $2.5 billion RLUSD by end of 2026
RBC Wealth Management · UBS · Nepa/Susco teamTeam lift-out · Oct 23, 2026 · team of 5Team lift-outteam of 5Story: Janney, Osaic, Rockefeller listed as adding teams worth $7B combined
RBC Wealth Management · UBS · Nepa/Susco · Raymond NepaTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Nepa/Susco · Jennifer SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Max Freed · Nepa/SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Karen Venneri · Nepa/SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Julia Munchel · Nepa/SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
Raymond James Financial Services · Truist Investment Services · Mark Taylor · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James Financial Services · Truist Investment Services · Jonathan Shaw · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James Financial Services · Truist Investment Services · Erin Powers-Westendorf · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James Financial Services · Truist Investment Services · Darrell Brown · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James & Associates · UBSTeam lift-out · Oct 25, 2026 · team of 2Team lift-outteam of 2
Raymond James · Wells Fargo · Ted Krawec · Jordan KrawecTeam lift-out · Oct 28, 2026 · $460MTeam lift-out$460MStory: Raymond James lands $460M father-son team from Wells Fargo
Prologis · Hunt Realty InvestmentsAnnounced · Oct 23, 2026Announced—Story: Prologis and Hunt Realty team on 11.5M sf Texas build-to-suit JV

51–75 of the 200 shown · 3,876 in all

Sizes are reported assets; undisclosed sizes sort last. Coverage links a deal’s own story when it has one.

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