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Private Wealth Daily
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Data & Tools · RIA M&A

The RIA Deal Tracker

Every deal, team lift-out and breakaway our newsroom verifies, linked to the coverage that explains it.

3,891 transactions · updated Oct 28

Transactions on record
3,891
de-duplicated, verified
Largest disclosed
$5B
reported assets, in this view
Closed
51 of 200
in this view
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RIA deals, lift-outs and breakaways. Sorted by Size, high to low.
PartiesTypeDateSizeCoverage
MML Investors Services · Tim O’Connell · Cetera Wealth Partners · Financial Guide SolutionsTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Raymond James Financial Services · Truist Investment Services · Erin Powers-Westendorf · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James Financial Services · Truist Investment Services · Jonathan Shaw · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James Financial Services · Truist Investment Services · Mark Taylor · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Raymond James Financial Services · Truist Investment Services · Darrell Brown · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
MML Investors Services · Tim O'Connell · Cetera Wealth Partners · Financial Guide SolutionsTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Kintra Wealth · L. Edward Price · Commonwealth Financial Network (acquired by LPL Financial) · Great Scott Financial ServicesTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Scott Seymour · Kintra Wealth · Commonwealth Financial Network (acquired by LPL Financial) · Great Scott Financial ServicesTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Truist Investment Services · Erin Powers-Westendorf · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Jonathan Shaw · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Mark Taylor · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Darrell Brown · Raymond James Financial Services (Pinnacle Asset Management) · Brown, Taylor, Shaw & AssociatesTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
JP Morgan · The Atwood team · Jim AtwoodBreakaway · Oct 25, 2026Breakaway—
Phil Scott · JP Morgan · The Scott teamBreakaway · Oct 25, 2026Breakaway—
Rockefeller Global Family Office · UBS Wealth Management USA · Martin E. Shea · Shea Wealth PartnersTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Rockefeller Global Family Office · UBS Wealth Management USA · Andrea M. Shea · Shea Wealth PartnersTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Osaic · Mary Steele · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 25, 2026 · team of 3Team lift-outteam of 3
Osaic · John Boyle · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 25, 2026 · team of 3Team lift-outteam of 3
Osaic · Stifel Independent Advisors · Cynthia “Cindy” Boyle · Freehold Wealth ManagementTeam lift-out · Oct 25, 2026 · team of 3Team lift-outteam of 3
Rockefeller Global Family Office · JP Morgan · Sage Wealth PartnersTeam lift-out · Oct 23, 2026Team lift-out—Story: Rockefeller adds J.P. Morgan team in Houston
Peak XV · MaxinsightsAnnounced · Oct 23, 2026Announced—Story: Physical AI startups raised $47.4 billion in first half of 2026
UBS · 360 ONE WAMClosed · Oct 23, 2026Closed—Story: UBS completes 360 ONE warrant conversion for 4.8% stake
AnthropicRumored · Oct 23, 2026Rumored—Story: Coatue's $4.75 billion Anthropic stake is marked at $7.5 billion
eCapitalClosed · Oct 23, 2026Closed—Story: eCapital provides $18m ABL to forged-steel parts maker
Hamilton Zanze · Indigo 19Announced · Oct 23, 2026Announced—Story: Hamilton Zanze announces sale of 196-unit Virginia Beach apartments

176–200 of the 200 shown · 3,891 in all

Sizes are reported assets; undisclosed sizes sort last. Coverage links a deal’s own story when it has one.

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