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Wednesday, October 28, 2026 · Today’s edition, 6:30 a.m. ETWed, Oct 28 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in

Data & Tools · RIA M&A

The RIA Deal Tracker

Every deal, team lift-out and breakaway our newsroom verifies, linked to the coverage that explains it.

3,832 transactions · updated Oct 27

Transactions on record
3,832
de-duplicated, verified
Largest disclosed
$5B
reported assets, in this view
Closed
44 of 200
in this view
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RIA deals, lift-outs and breakaways. Sorted by Type, Z to A.
PartiesTypeDateSizeCoverage
Matt Webber · Chris Illiano · Ameriprise Financial · Citizens Private WealthTeam lift-out · Oct 28, 2026 · $1.2BTeam lift-out$1.2BStory: Citizens adds $1.2 billion Newport Beach team from Ameriprise
Mutual Securities, Inc. · Modern Wealth ManagementTeam lift-out · Oct 28, 2026 · team of 3Team lift-outteam of 3Story: Mariner seeks $150M term loan add-on, lifting debt to $1.3B
Allen Abney · UBS Private Wealth Management · The Abney team · William Blair Private Wealth ManagementTeam lift-out · Oct 28, 2026 · team of 4Team lift-outteam of 4
UBS Private Wealth Management · Ryan Berube · William Blair Private Wealth Management · The Berube teamTeam lift-out · Oct 28, 2026 · team of 4Team lift-outteam of 4
Baird StrategasTeam lift-out · Oct 27, 2026 · team of 3Team lift-outteam of 3
Osaic · Freehold Wealth Management · Stifel Independent AdvisorsTeam lift-out · Oct 26, 2026 · $576Team lift-out$576Story: Raymond James names Scott Curtis COO effective Oct. 26
Frost Investment ServicesTeam lift-out · Oct 26, 2026 · team of 3Team lift-outteam of 3
Osaic · Mary Steele · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · John Boyle · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · Stifel Independent Advisors · Cynthia "Cindy" Boyle · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · Stifel Independent Advisors · Jerry Pyles · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · Stifel Independent Advisors · Michael Wiseman · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · Mark Bloomer · Stifel Independent Advisors · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · Stifel Independent Advisors · James Thornton · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · Stifel Independent Advisors · Shelley Strobel-Erhardt · Freehold Wealth ManagementTeam lift-out · Oct 26, 2026 · $576MTeam lift-out$576M
Osaic · James A. Costabile · ICG next · LPL FinancialTeam lift-out · Oct 26, 2026 · $2.3BTeam lift-out$2.3B
RBC Wealth Management · UBS · Max Freed · Nepa/SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Karen Venneri · Nepa/SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Julia Munchel · Nepa/SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Nepa/Susco · Jennifer SuscoTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
RBC Wealth Management · UBS · Nepa/Susco · Raymond NepaTeam lift-out · Oct 25, 2026 · team of 5Team lift-outteam of 5
Kintra Wealth · L. Edward Price · Commonwealth/LPL Financial · Great Scott Financial ServicesTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Scott Seymour · Kintra Wealth · Commonwealth/LPL Financial · Great Scott Financial ServicesTeam lift-out · Oct 25, 2026 · team of 6Team lift-outteam of 6
Truist Investment Services · Erin Powers-Westendorf · Brown, Taylor, Shaw & Associates · Pinnacle Asset ManagementTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4
Truist Investment Services · Jonathan Shaw · Brown, Taylor, Shaw & Associates · Pinnacle Asset ManagementTeam lift-out · Oct 25, 2026 · team of 4Team lift-outteam of 4

1–25 of the 200 shown · 3,832 in all

Sizes are reported assets; undisclosed sizes sort last. Coverage links a deal’s own story when it has one.

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